BKN Capital S.A.
Luxembourg, CONTERN
BKN Capital S.A. is an authorized Alternative Investment Fund Manager (AIFM) specialized in building, operating and distributing Alternative Investment Funds (AIF). We deliver turn-key fund solutions for alternative investments in a complex regulatory environment. Based in Luxembourg, we provide independent tailor-made alternative investment fund management services to asset owners, asset managers and financial institutions.
We are currently looking to recruit a
Compliance Officer
As member of our compliance team, you will support the Compliance and AML/CFT function of the company. The role covers the full operational cycle of an investment fund and will involve the support of ad-hoc project duties.
You will collaborate directly with the Head of Compliance. As part of the team the candidate will contribute to the performance of the following tasks:
Regulatory & Compliance Monitoring
• Monitor regulatory developments and support the execution of the Compliance Monitoring Plan
• Contribute to compliance reporting and documentation for senior management, the Board of Directors, and the Commission de Surveillance du Secteur Financier (CSSF)
• Perform due diligence on third-party service providers
• Maintain compliance registers and regulatory logs
• Track regulatory reporting obligations and deadlines
AML/CFT & KYC Duties including RC services to fund clients
• Perform AML/CFT and KYC checks on clients and counterparties
• Support AML/RC services provided to clients including periodic and annual reporting
• Manage, document and report on communications with the AED on behalf of the RC function of the Funds
• As part of the RC services, assist in preparation of the AED annual AML/CFT questionnaires and annual AML/CFT reports
• Assist in maintaining and updating AML/KYC Procedures and country risk assessment
Internal Controls & Audit Support
• Support the execution of internal controls and compliance testing
• Assist with audits and interactions with the supervisory authorities
• Contribute to the oversight of outsourced functions, including due diligence and performance monitoring
Project & Operational Support
• Contribute to compliance-related projects and initiatives
• Provide ongoing operational compliance support across activities
Your profile:
• Strong knowledge in the field of compliance and AML/CTF
• Minimum 5 years of relevant work experience
• Good knowledge of the regulatory requirements for AIFs
• General understanding of the asset management industry
• Good presentation and communication skills
• Ability to work independently and take initiative
• Fluency in English is mandatory, knowledge of German is an advantage
Publié Il y a 3 semaine(s)